Capital Market & Securities
Sulica Protopopescu Vonica – Attorneys at Law is versed in advising publicly traded clients in connection with their reports to the Romanian National Securities Commission and stock exchanges, related parties transactions, disclosure of information, insider trading, compliance matters, governance issues of critical importance, employee benefit plans and stock repurchase programs. We assist our clients in all stages of capital development from formation to later stage venture capital financing. As securities advisors, we councel officers and directors of the public companies in complying with their obligations under securities laws and regulations and individuals who are selling their securities in public offerings and private sales, including initial public offerings and secondary offerings.
Sulica Protopopescu Vonica has extensive experience in many of the corporate, operational, regulatory, insolvency, litigation and compliance issues facing financial services firms and their executives such as investment firms, investment companies, asset management companies, life and non-life insurance companies, private pension funds, private pension brokers, non-banking financial companies, banking and leasing intermediation companies and other financial/capital markets participants, including investment funds and fund managers. We likewise have extensive background in matters relating to the taxation and regulation of a broad range of life insurance products.
We provide ongoing counsel to investment firms, fund managers and life and non-life insurance companies regarding specific regulatory matters (including CNVM, CSA, CSSPP and BNR issues), current activities and operational matters, transactions, taxation, litigation and debt collection, legislative and regulatory developments affecting their day by day activities.
Our firm substantial experience in this area permits us to deal also with less complex issues in an extremely economical manner.
